Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.69%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HTGCR
2376
DELISTED
HERCULES TECHNOLOGY GROWTH CAP INC TRANS RGTS TO PUR COM STK
HTGCR
0
STRZ
2377
Starz Entertainment Corp
STRZ
$188M
0
LUNA
2378
DELISTED
Luna Innovations Incorporated
LUNA
-2,700
KNGS
2379
DELISTED
Roundhill S&P Dividend Monarchs ETF
KNGS
0
HUSE
2380
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
0
TYNS
2381
DELISTED
Direxion Daily 7-10 Year Treasury Bear 1X Shares
TYNS
0
VTEL
2382
Vanguard Long-Term Tax-Exempt Bond ETF
VTEL
$180M
0
CRCL
2383
Circle Internet Group
CRCL
$18B
0
VGMS
2384
Vanguard Multi-Sector Income Bond ETF
VGMS
$170M
0
CMRC
2385
Commerce.com Inc Series 1
CMRC
$324M
0
CME icon
2386
CME Group
CME
$99.2B
0
CMPO icon
2387
CompoSecure Inc
CMPO
$7.31B
0
CMS icon
2388
CMS Energy
CMS
$21.7B
-8,522
DUK icon
2389
Duke Energy
DUK
$92.5B
0
ETN icon
2390
Eaton
ETN
$130B
0
INFY icon
2391
Infosys
INFY
$76.1B
0
KRO icon
2392
KRONOS Worldwide
KRO
$632M
0
NFBK icon
2393
Northfield Bancorp
NFBK
$491M
0
NFG icon
2394
National Fuel Gas
NFG
$7.65B
0
NFE icon
2395
New Fortress Energy
NFE
$398M
0
NFLP icon
2396
Kurv Yield Premium Strategy Netflix (NFLX) ETF
NFLP
$7.22M
-168
NFLY icon
2397
YieldMax NFLX Option Income Strategy ETF
NFLY
$80.3M
-401
NFTY icon
2398
First Trust India Nifty 50 Equal Weight ETF
NFTY
$171M
-164
SPXU icon
2399
ProShares UltraPro Short S&P 500
SPXU
$371M
-12,171
SPYC icon
2400
Simplify US Equity PLUS Convexity ETF
SPYC
$96.2M
0