Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.69%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CYPH
2251
Cypherpunk Technologies Inc
CYPH
$64.6M
$1K ﹤0.01%
5,149
+4,463
LQDT icon
2252
Liquidity Services
LQDT
$970M
$1K ﹤0.01%
66
+43
LSAK icon
2253
Lesaka Technologies
LSAK
$396M
$1K ﹤0.01%
+418
MBIN icon
2254
Merchants Bancorp
MBIN
$1.62B
$1K ﹤0.01%
+39
MDYG icon
2255
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.62B
$1K ﹤0.01%
+19
MNDO icon
2256
Mind CTI
MNDO
$25.1M
$1K ﹤0.01%
1,455
-374
MPAA icon
2257
Motorcar Parts of America
MPAA
$256M
$1K ﹤0.01%
+128
NERD icon
2258
Roundhill Video Games ETF
NERD
$19.6M
$1K ﹤0.01%
43
NEXA icon
2259
Nexa Resources
NEXA
$1.57B
$1K ﹤0.01%
+401
OLP
2260
One Liberty Properties
OLP
$458M
$1K ﹤0.01%
82
+66
PRQR icon
2261
ProQR Therapeutics
PRQR
$166M
$1K ﹤0.01%
856
-3,252
QRHC icon
2262
Quest Resource Holding
QRHC
$41.3M
$1K ﹤0.01%
+576
RAPT icon
2263
RAPT Therapeutics
RAPT
$892M
$1K ﹤0.01%
197
+165
RELL icon
2264
Richardson Electronics
RELL
$157M
$1K ﹤0.01%
159
-149
RLMD icon
2265
Relmada Therapeutics
RLMD
$279M
$1K ﹤0.01%
2,427
-2,055
RNGR icon
2266
Ranger Energy Services
RNGR
$348M
$1K ﹤0.01%
122
-203
ROCK icon
2267
Gibraltar Industries
ROCK
$1.72B
$1K ﹤0.01%
+30
SCHR icon
2268
Schwab Intermediately-Term US Treasury ETF
SCHR
$12.3B
$1K ﹤0.01%
76
SCYX icon
2269
SCYNEXIS
SCYX
$26.9M
$1K ﹤0.01%
+1,967
SHC icon
2270
Sotera Health
SHC
$5.5B
$1K ﹤0.01%
135
+1
SKF icon
2271
ProShares UltraShort Financials
SKF
$9.55M
$1K ﹤0.01%
39
-5,765
SMSI icon
2272
Smith Micro Software
SMSI
$14.6M
$1K ﹤0.01%
1,338
-36,745
SNN icon
2273
Smith & Nephew
SNN
$14B
$1K ﹤0.01%
33
-165
SRVR icon
2274
Pacer Data & Infrastructure Real Estate ETF
SRVR
$393M
$1K ﹤0.01%
42
-433
THRM icon
2275
Gentherm
THRM
$1.16B
$1K ﹤0.01%
57
-1,141