Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UFPT icon
2226
UFP Technologies
UFPT
$1.74B
$1K ﹤0.01%
+5
UNF icon
2227
Unifirst Corp
UNF
$2.74B
$1K ﹤0.01%
+8
VGSH icon
2228
Vanguard Short-Term Treasury ETF
VGSH
$22.7B
$1K ﹤0.01%
+32
VREX icon
2229
Varex Imaging
VREX
$497M
$1K ﹤0.01%
+131
WD icon
2230
Walker & Dunlop
WD
$2.36B
$1K ﹤0.01%
23
+3
XAIR icon
2231
Beyond Air
XAIR
$13.8M
$1K ﹤0.01%
+281
XSHD icon
2232
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$70.8M
$1K ﹤0.01%
+100
YALL icon
2233
God Bless America ETF
YALL
$98.3M
$1K ﹤0.01%
54
YMAB
2234
DELISTED
Y-mAbs Therapeutics
YMAB
$1K ﹤0.01%
437
-1,346
ANRO icon
2235
Alto Neuroscience
ANRO
$357M
$1K ﹤0.01%
+584
PACS icon
2236
PACS Group
PACS
$1.91B
$1K ﹤0.01%
154
-33,797
CONI
2237
GraniteShares 2x Short COIN Daily ETF
CONI
$12.7M
$1K ﹤0.01%
+5
ETU
2238
T-Rex 2X Long Ether Daily Target ETF
ETU
$20.9M
$1K ﹤0.01%
+161
IRD
2239
Opus Genetics
IRD
$118M
$1K ﹤0.01%
+1,618
CEPI
2240
REX Crypto Equity Premium Income ETF
CEPI
$67.9M
$1K ﹤0.01%
+42
CUTR
2241
DELISTED
Cutera, Inc.
CUTR
$1K ﹤0.01%
+156,708
CMLS
2242
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$1K ﹤0.01%
3,135
-3,030
LUNA
2243
DELISTED
Luna Innovations Incorporated
LUNA
$1K ﹤0.01%
2,700
-8,106
GAP
2244
The Gap Inc
GAP
$8.7B
0
ORKA
2245
Oruka Therapeutics
ORKA
$1.34B
0
PTIR
2246
GraniteShares 2x Long PLTR Daily ETF
PTIR
$879M
-144,855
SEI
2247
Solaris Energy Infrastructure
SEI
$2.47B
-3,725
WDTE
2248
Defiance S&P 500 Enhanced Options & 0DTE Income ETF
WDTE
$71.5M
-456
SARO
2249
StandardAero Inc
SARO
$8.98B
0
ZENA
2250
ZenaTech Inc
ZENA
$129M
$0 ﹤0.01%
+276