Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$3.05M ﹤0.01%
35,339
-925
202
$3.02M ﹤0.01%
+43,696
203
$3.02M ﹤0.01%
94,410
-73,667
204
$2.98M ﹤0.01%
+16,996
205
$2.96M ﹤0.01%
32,076
-27,777
206
$2.96M ﹤0.01%
146,930
+58,777
207
$2.95M ﹤0.01%
+4,964
208
$2.92M ﹤0.01%
+56,796
209
$2.9M ﹤0.01%
+225,238
210
$2.89M ﹤0.01%
259,777
-230,097
211
$2.87M ﹤0.01%
+21,669
212
$2.86M ﹤0.01%
181,859
+128,868
213
$2.86M ﹤0.01%
4,995
+1,353
214
$2.82M ﹤0.01%
+163,608
215
$2.79M ﹤0.01%
36,794
+35,339
216
$2.72M ﹤0.01%
51,950
+34,425
217
$2.71M ﹤0.01%
300,691
+199,794
218
$2.69M ﹤0.01%
416,235
+145,450
219
$2.68M ﹤0.01%
101,723
+100,012
220
$2.65M ﹤0.01%
+40,393
221
$2.63M ﹤0.01%
107,052
+36,245
222
$2.62M ﹤0.01%
32,449
+12,136
223
$2.59M ﹤0.01%
+11,162
224
$2.57M ﹤0.01%
302,794
-134,938
225
$2.56M ﹤0.01%
276,451
+161,117