Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$3.13M ﹤0.01%
+18,353
202
$3.11M ﹤0.01%
31,915
-414,331
203
$3.1M ﹤0.01%
152,287
+92,797
204
$3.1M ﹤0.01%
+6,733
205
$3.09M ﹤0.01%
120,366
-34,321
206
$3.04M ﹤0.01%
377,275
+350,119
207
$3M ﹤0.01%
12,605
+11,177
208
$2.99M ﹤0.01%
178,953
+47,464
209
$2.99M ﹤0.01%
12,966
+62
210
$2.95M ﹤0.01%
173,618
+86,352
211
$2.92M ﹤0.01%
26,917
+16,275
212
$2.91M ﹤0.01%
167,017
+136,650
213
$2.89M ﹤0.01%
+117,903
214
$2.88M ﹤0.01%
7,107
-8,805
215
$2.87M ﹤0.01%
163,635
+8,569
216
$2.85M ﹤0.01%
495,471
-170,608
217
$2.85M ﹤0.01%
207,785
-67,663
218
$2.82M ﹤0.01%
+259,660
219
$2.76M ﹤0.01%
606,787
+189,145
220
$2.76M ﹤0.01%
+11,867
221
$2.71M ﹤0.01%
+15,947
222
$2.7M ﹤0.01%
+5,473
223
$2.68M ﹤0.01%
41,795
-1,454
224
$2.67M ﹤0.01%
+37,100
225
$2.67M ﹤0.01%
11,246
+10,655