Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$2.15M 0.08%
97,031
+96,998
202
$2.13M 0.08%
4,692
+2,227
203
$2.11M 0.08%
6,855
+132
204
$2.07M 0.08%
+14,348
205
$2.07M 0.08%
23,948
-40,449
206
$2.07M 0.08%
+62,019
207
$2.06M 0.08%
37,271
+11,951
208
$2.05M 0.08%
+18,318
209
$2.04M 0.08%
112,674
-105,059
210
$2.03M 0.08%
116,066
-60,637
211
$2.02M 0.08%
29,627
+19,463
212
$2.02M 0.08%
48,075
+39,841
213
$2.02M 0.08%
+65,005
214
$2.01M 0.08%
18,428
-30,871
215
$1.99M 0.08%
+34,024
216
$1.98M 0.08%
369
+239
217
$1.96M 0.08%
24,255
-13,469
218
$1.96M 0.08%
33,617
+16,315
219
$1.95M 0.08%
+20,862
220
$1.93M 0.07%
23,550
+7,608
221
$1.93M 0.07%
218,094
+24,141
222
$1.89M 0.07%
+55,414
223
$1.88M 0.07%
+43,045
224
$1.86M 0.07%
+42,415
225
$1.86M 0.07%
+6,706