Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$3M ﹤0.01%
59,944
-2,235
202
$2.98M ﹤0.01%
38,216
+4,436
203
$2.96M ﹤0.01%
58,474
+12,523
204
$2.96M ﹤0.01%
111,040
+129
205
$2.94M ﹤0.01%
69,634
-200
206
$2.93M ﹤0.01%
25,868
+17,893
207
$2.92M ﹤0.01%
72,741
-2,300
208
$2.91M ﹤0.01%
37,294
+259
209
$2.9M ﹤0.01%
204,863
+36,247
210
$2.9M ﹤0.01%
4,946
+80
211
$2.89M ﹤0.01%
143,305
-2,541
212
$2.89M ﹤0.01%
76,920
+1,040
213
$2.88M ﹤0.01%
46,853
+2,296
214
$2.84M ﹤0.01%
68,440
-800
215
$2.81M ﹤0.01%
98,246
+6,033
216
$2.81M ﹤0.01%
32,321
+507
217
$2.81M ﹤0.01%
18,488
218
$2.78M ﹤0.01%
347,123
-2,317
219
$2.76M ﹤0.01%
39,541
+200
220
$2.75M ﹤0.01%
69,460
+15,114
221
$2.75M ﹤0.01%
32,311
+4,415
222
$2.73M ﹤0.01%
39,981
-2,331
223
$2.71M ﹤0.01%
15,991
+707
224
$2.71M ﹤0.01%
35,025
+600
225
$2.71M ﹤0.01%
25,706