Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$2.97M ﹤0.01%
157,894
+41,148
202
$2.95M ﹤0.01%
42,312
-28,497
203
$2.95M ﹤0.01%
145,846
-28,971
204
$2.94M ﹤0.01%
14,293
-4,874
205
$2.92M ﹤0.01%
69,834
+41,690
206
$2.88M ﹤0.01%
349,440
-57,672
207
$2.86M ﹤0.01%
209,614
+163,084
208
$2.83M ﹤0.01%
4,866
+2,721
209
$2.82M ﹤0.01%
+75,880
210
$2.82M ﹤0.01%
51,112
+15,768
211
$2.81M ﹤0.01%
47,587
-109,941
212
$2.8M ﹤0.01%
69,240
-55,290
213
$2.8M ﹤0.01%
92,213
-42,309
214
$2.79M ﹤0.01%
7,709
+2,519
215
$2.79M ﹤0.01%
18,488
+3,547
216
$2.77M ﹤0.01%
+25,932
217
$2.76M ﹤0.01%
25,706
+15,432
218
$2.75M ﹤0.01%
39,341
+36,316
219
$2.73M ﹤0.01%
31,814
-8,143
220
$2.73M ﹤0.01%
63,415
-15,094
221
$2.73M ﹤0.01%
71,155
+57,378
222
$2.7M ﹤0.01%
44,557
+33,737
223
$2.65M ﹤0.01%
5,259
-3,278
224
$2.63M ﹤0.01%
+33,780
225
$2.62M ﹤0.01%
157,243
+141,625