Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.57M ﹤0.01%
46,236
-25,172
202
$1.57M ﹤0.01%
80,741
+59,130
203
$1.56M ﹤0.01%
134,867
-131,200
204
$1.55M ﹤0.01%
36,882
+7,267
205
$1.54M ﹤0.01%
+84,227
206
$1.54M ﹤0.01%
+7,254
207
$1.53M ﹤0.01%
101,570
+87,005
208
$1.51M ﹤0.01%
15,377
+4,367
209
$1.49M ﹤0.01%
54,984
-13,230
210
$1.48M ﹤0.01%
12,075
+7,257
211
$1.47M ﹤0.01%
68,652
+65,546
212
$1.45M ﹤0.01%
10,484
-18,736
213
$1.44M ﹤0.01%
907
+673
214
$1.44M ﹤0.01%
+29,819
215
$1.44M ﹤0.01%
83,452
+80,992
216
$1.44M ﹤0.01%
31,681
+7,997
217
$1.44M ﹤0.01%
+28,703
218
$1.43M ﹤0.01%
12,231
+2,573
219
$1.4M ﹤0.01%
4,045
+327
220
$1.4M ﹤0.01%
38,138
-22,224
221
$1.39M ﹤0.01%
+7,302
222
$1.39M ﹤0.01%
16,599
+16,499
223
$1.39M ﹤0.01%
31,009
+18,685
224
$1.36M ﹤0.01%
43,564
+38,364
225
$1.36M ﹤0.01%
+53,695