Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.02B
AUM Growth
-$102M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,607
New
Increased
Reduced
Closed

Top Buys

1 +$48.9M
2 +$25.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
FDX icon
FedEx
FDX
+$13.6M

Top Sells

1 +$62.1M
2 +$36.4M
3 +$17.5M
4
NFLX icon
Netflix
NFLX
+$16.3M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.6M

Sector Composition

1 Consumer Discretionary 16.74%
2 Technology 16.32%
3 Healthcare 12.17%
4 Industrials 12.14%
5 Communication Services 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.12M ﹤0.01%
36,325
+22,491
202
$1.11M ﹤0.01%
26,424
+3,128
203
$1.1M ﹤0.01%
103,879
+88,172
204
$1.1M ﹤0.01%
44,057
+33,238
205
$1.08M ﹤0.01%
+11,146
206
$1.08M ﹤0.01%
60,090
+58,324
207
$1.08M ﹤0.01%
30,205
+28,476
208
$1.08M ﹤0.01%
11,956
-9,480
209
$1.07M ﹤0.01%
45,139
-35,859
210
$1.07M ﹤0.01%
+36,716
211
$1.07M ﹤0.01%
+38,651
212
$1.07M ﹤0.01%
+41,408
213
$1.06M ﹤0.01%
+100,015
214
$1.06M ﹤0.01%
14,177
-4,090
215
$1.06M ﹤0.01%
8,872
-6,156
216
$1.06M ﹤0.01%
+17,472
217
$1.06M ﹤0.01%
12,899
+10,227
218
$1.05M ﹤0.01%
30,875
-26,345
219
$1.04M ﹤0.01%
97,821
+81,335
220
$1.03M ﹤0.01%
13,351
-3,720
221
$1.02M ﹤0.01%
33,077
+19,321
222
$1.01M ﹤0.01%
15,626
+10,386
223
$1.01M ﹤0.01%
10,910
+9,946
224
$1M ﹤0.01%
26,683
+25,799
225
$995K ﹤0.01%
19,555
+12,302