Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.19M ﹤0.01%
57,648
+44,206
202
$1.18M ﹤0.01%
16,040
+10,551
203
$1.18M ﹤0.01%
21,990
+15,281
204
$1.18M ﹤0.01%
12,103
-30,190
205
$1.16M ﹤0.01%
+18,267
206
$1.15M ﹤0.01%
33,093
-7,233
207
$1.15M ﹤0.01%
11,318
-5,529
208
$1.12M ﹤0.01%
41,419
+10,870
209
$1.1M ﹤0.01%
26,362
+8,393
210
$1.1M ﹤0.01%
+6,882
211
$1.09M ﹤0.01%
61,277
+50,867
212
$1.09M ﹤0.01%
+27,166
213
$1.09M ﹤0.01%
34,227
+24,824
214
$1.09M ﹤0.01%
23,626
+15,601
215
$1.09M ﹤0.01%
+32,287
216
$1.09M ﹤0.01%
+49,341
217
$1.08M ﹤0.01%
19,303
-15,837
218
$1.08M ﹤0.01%
22,426
+10,592
219
$1.08M ﹤0.01%
9,260
-6,052
220
$1.08M ﹤0.01%
54,049
+45,485
221
$1.08M ﹤0.01%
+79,340
222
$1.07M ﹤0.01%
42,312
+37,735
223
$1.07M ﹤0.01%
266,784
+38,038
224
$1.07M ﹤0.01%
+2,497
225
$1.06M ﹤0.01%
39,466
+12,392