Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$58.5M
2 +$56.5M
3 +$44.1M
4
AAPL icon
Apple
AAPL
+$20.3M
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$12.7M

Top Sells

1 +$109M
2 +$62.3M
3 +$36.2M
4
GS icon
Goldman Sachs
GS
+$27.1M
5
BA icon
Boeing
BA
+$24.7M

Sector Composition

1 Communication Services 14.74%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.11M 0.1%
28,167
+24,176
202
$1.1M 0.1%
53,809
+11,307
203
$1.09M 0.1%
32,291
+3,625
204
$1.09M 0.1%
41,430
+37,836
205
$1.09M 0.1%
84,122
-31,575
206
$1.08M 0.09%
11,521
+7,104
207
$1.07M 0.09%
16,182
-862
208
$1.07M 0.09%
+6,866
209
$1.07M 0.09%
19,978
+3,640
210
$1.06M 0.09%
78,471
+46,290
211
$1.04M 0.09%
15,882
+7,101
212
$1.04M 0.09%
67,705
+17,942
213
$1.03M 0.09%
6,945
-20,399
214
$1.03M 0.09%
35,255
+26,631
215
$1.03M 0.09%
20,978
+16,155
216
$1.01M 0.09%
14,602
+14,100
217
$1.01M 0.09%
19,379
+1,271
218
$1M 0.09%
9,081
+4,766
219
$997K 0.09%
+62,090
220
$989K 0.09%
+17,688
221
$988K 0.09%
25,620
+25,520
222
$986K 0.09%
5,302
-1,762
223
$986K 0.09%
9,584
-11,273
224
$981K 0.09%
+172,480
225
$979K 0.09%
177,825
-244,013