Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.54M ﹤0.01%
+78
202
$1.53M ﹤0.01%
+71,021
203
$1.53M ﹤0.01%
+13,965
204
$1.51M ﹤0.01%
18,108
+14,498
205
$1.5M ﹤0.01%
109,532
-26,063
206
$1.5M ﹤0.01%
+32,885
207
$1.49M ﹤0.01%
9,834
+7,011
208
$1.45M ﹤0.01%
11,502
+5,299
209
$1.42M ﹤0.01%
+65,570
210
$1.42M ﹤0.01%
34,104
+26,787
211
$1.41M ﹤0.01%
12,030
-11,152
212
$1.41M ﹤0.01%
+31,954
213
$1.39M ﹤0.01%
+23,158
214
$1.39M ﹤0.01%
33,965
-19,055
215
$1.39M ﹤0.01%
56,760
+36,374
216
$1.38M ﹤0.01%
+77,851
217
$1.37M ﹤0.01%
60,910
+5,520
218
$1.37M ﹤0.01%
29,823
-13,805
219
$1.34M ﹤0.01%
7,772
+6,049
220
$1.34M ﹤0.01%
17,400
-31,606
221
$1.33M ﹤0.01%
23,020
+16,880
222
$1.33M ﹤0.01%
21,553
+13,857
223
$1.32M ﹤0.01%
11,841
+11,233
224
$1.32M ﹤0.01%
9,366
+8,725
225
$1.32M ﹤0.01%
48,110
-7,869