Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.43B
AUM Growth
-$206M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,514
New
Increased
Reduced
Closed

Top Buys

1 +$29.2M
2 +$19.6M
3 +$17.3M
4
AGN
Allergan plc
AGN
+$16.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$14.4M

Top Sells

1 +$86.4M
2 +$58.6M
3 +$49.6M
4
AAPL icon
Apple
AAPL
+$48.8M
5
NTES icon
NetEase
NTES
+$32.4M

Sector Composition

1 Consumer Discretionary 18.31%
2 Technology 17.31%
3 Healthcare 11.47%
4 Communication Services 11.25%
5 Industrials 9.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$1.16M 0.05%
75,599
+44,325
202
$1.15M 0.05%
23,671
+10,985
203
$1.15M 0.05%
17,581
+14,362
204
$1.15M 0.05%
16,352
+9,831
205
$1.14M 0.05%
+10,089
206
$1.13M 0.05%
13,414
-21,432
207
$1.13M 0.05%
+21,036
208
$1.13M 0.05%
8,344
-32,818
209
$1.13M 0.05%
+57,401
210
$1.13M 0.05%
19,566
+11,547
211
$1.12M 0.05%
25,155
+24,206
212
$1.12M 0.05%
+18,991
213
$1.11M 0.05%
53,143
+48,944
214
$1.11M 0.05%
10,575
-5,318
215
$1.11M 0.05%
10,567
+5,309
216
$1.1M 0.05%
47,927
+3,379
217
$1.1M 0.05%
18,551
+9,180
218
$1.09M 0.05%
68,884
-27,035
219
$1.07M 0.05%
+9,916
220
$1.07M 0.05%
32,614
-992
221
$1.05M 0.05%
18,269
+8,017
222
$1.04M 0.05%
33,131
+29,263
223
$1.04M 0.04%
36,489
+12,356
224
$1.04M 0.04%
31,265
-124,420
225
$1.04M 0.04%
40,653
-33,607