Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$808K 0.05%
+116,736
202
$803K 0.05%
59,056
-129,804
203
$802K 0.05%
18,107
+17,607
204
$801K 0.05%
+6,956
205
$796K 0.05%
18,738
+6,401
206
$794K 0.05%
6,605
-33,946
207
$793K 0.05%
+13,385
208
$766K 0.05%
+5,278
209
$764K 0.05%
9,375
+7,582
210
$760K 0.05%
+6,782
211
$759K 0.05%
48,381
+4,663
212
$759K 0.05%
20,250
+4,201
213
$756K 0.05%
+6,998
214
$754K 0.05%
11,913
+11,169
215
$754K 0.05%
26,929
+4,081
216
$745K 0.04%
+57,153
217
$740K 0.04%
33,573
+32,009
218
$737K 0.04%
+12,137
219
$736K 0.04%
+11,631
220
$733K 0.04%
+18,053
221
$732K 0.04%
11,779
+10,460
222
$730K 0.04%
+16,967
223
$729K 0.04%
19,134
+7,997
224
$722K 0.04%
+4,422
225
$720K 0.04%
12,025
+8,101