Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.69%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
XSW icon
2201
State Street SPDR S&P Software & Services ETF
XSW
$430M
$2K ﹤0.01%
14
-290
BTCZ
2202
T-Rex 2X Inverse Bitcoin Daily Target ETF
BTCZ
$9.19M
$2K ﹤0.01%
+670
UX
2203
Roundhill Uranium ETF
UX
$2.98M
$2K ﹤0.01%
+100
ACRS icon
2204
Aclaris Therapeutics
ACRS
$289M
$1K ﹤0.01%
+1,336
AETH icon
2205
Bitwise Ethereum Strategy
AETH
$9.52M
$1K ﹤0.01%
40
-100
ALEX
2206
Alexander & Baldwin
ALEX
$1.51B
$1K ﹤0.01%
+110
ALTL icon
2207
Pacer Lunt Large Cap Alternator ETF
ALTL
$99.7M
$1K ﹤0.01%
+33
AMZP icon
2208
Kurv Yield Premium Strategy Amazon (AMZN) ETF
AMZP
$14.3M
$1K ﹤0.01%
+61
ATXS icon
2209
Astria Therapeutics
ATXS
$731M
$1K ﹤0.01%
260
+191
AVAH icon
2210
Aveanna Healthcare
AVAH
$2.04B
$1K ﹤0.01%
+246
AVNS icon
2211
Avanos Medical
AVNS
$573M
$1K ﹤0.01%
154
-184
BFIN
2212
DELISTED
BankFinancial
BFIN
$1K ﹤0.01%
+148
BPT
2213
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$1K ﹤0.01%
2,213
-9,421
BRSP
2214
BrightSpire Capital
BRSP
$773M
$1K ﹤0.01%
+280
CAN
2215
Canaan Creative
CAN
$556M
$1K ﹤0.01%
2,240
-27,858
CANE icon
2216
Teucrium Sugar Fund
CANE
$14.2M
$1K ﹤0.01%
119
-4,442
CBUS icon
2217
Cibus
CBUS
$98M
$1K ﹤0.01%
1,228
-2,985
CCSI icon
2218
Consensus Cloud Solutions
CCSI
$431M
$1K ﹤0.01%
+52
CDRE icon
2219
Cadre Holdings
CDRE
$1.77B
$1K ﹤0.01%
+45
CHRS icon
2220
Coherus Oncology
CHRS
$201M
$1K ﹤0.01%
1,980
+632
CLRB icon
2221
Cellectar Biosciences
CLRB
$15.5M
$1K ﹤0.01%
238
-5,533
CODX
2222
DELISTED
Co-Diagnostics
CODX
$1K ﹤0.01%
191
+129
COHU icon
2223
Cohu
COHU
$1.36B
$1K ﹤0.01%
70
-285
CRBN icon
2224
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.01B
$1K ﹤0.01%
+6
CVU icon
2225
CPI Aerostructures
CVU
$55.1M
$1K ﹤0.01%
360
-2,294