Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2201
$1K ﹤0.01%
+21
2202
$1K ﹤0.01%
481
-539
2203
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34
-1,818
2204
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+125
2205
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+12
2206
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+166
2207
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167
-1,312
2208
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266
-20,148
2209
$1K ﹤0.01%
+73
2210
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+7
2211
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470
-1,529
2212
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+350
2213
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216
+112
2214
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105
-331
2215
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172
-1,255
2216
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1,105
+619
2217
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37
-257
2218
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+43
2219
$1K ﹤0.01%
+3
2220
$1K ﹤0.01%
+1,086
2221
$1K ﹤0.01%
453
-5,157
2222
$1K ﹤0.01%
854
+41
2223
$1K ﹤0.01%
3,500
-50,500
2224
$1K ﹤0.01%
104
-454
2225
$1K ﹤0.01%
+43