Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2126
$7K ﹤0.01%
+1,700
2127
$7K ﹤0.01%
+100
2128
$7K ﹤0.01%
1,001
-365
2129
$7K ﹤0.01%
443
-1,578
2130
$7K ﹤0.01%
602
+55
2131
$7K ﹤0.01%
+98
2132
$7K ﹤0.01%
1,335
-2,464
2133
$7K ﹤0.01%
+835
2134
$7K ﹤0.01%
446
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2135
$7K ﹤0.01%
7,098
+3,227
2136
$6K ﹤0.01%
+270
2137
$6K ﹤0.01%
+1,141
2138
$6K ﹤0.01%
525
2139
$6K ﹤0.01%
+67
2140
$6K ﹤0.01%
1,300
-32,186
2141
$6K ﹤0.01%
+356
2142
$6K ﹤0.01%
2,139
+1,829
2143
$6K ﹤0.01%
+272
2144
$6K ﹤0.01%
904
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2145
$6K ﹤0.01%
3,281
-3,230
2146
$6K ﹤0.01%
1,054
+254
2147
$6K ﹤0.01%
+272
2148
$6K ﹤0.01%
+1,493
2149
$6K ﹤0.01%
+164
2150
$6K ﹤0.01%
100