Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.74%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.07%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ELVN icon
2101
Enliven Therapeutics
ELVN
$1.31B
$3K ﹤0.01%
183
+133
FLQL icon
2102
Franklin US Large Cap Multifactor Index ETF
FLQL
$1.78B
$3K ﹤0.01%
+50
FOX icon
2103
Fox Class B
FOX
$26B
$3K ﹤0.01%
+61
FSK icon
2104
FS KKR Capital
FSK
$4.37B
$3K ﹤0.01%
153
-18,731
GPMT
2105
Granite Point Mortgage Trust
GPMT
$130M
$3K ﹤0.01%
+1,572
GRWG icon
2106
GrowGeneration
GRWG
$98.7M
$3K ﹤0.01%
3,454
-7,278
GSHD icon
2107
Goosehead Insurance
GSHD
$1.72B
$3K ﹤0.01%
31
-715
HLIO icon
2108
Helios Technologies
HLIO
$1.78B
$3K ﹤0.01%
+116
HLNE icon
2109
Hamilton Lane
HLNE
$5.77B
$3K ﹤0.01%
+22
HPK icon
2110
HighPeak Energy
HPK
$752M
$3K ﹤0.01%
336
-37,944
HWKN icon
2111
Hawkins
HWKN
$2.64B
$3K ﹤0.01%
+28
IEZ icon
2112
iShares US Oil Equipment & Services ETF
IEZ
$122M
$3K ﹤0.01%
212
+200
IJT icon
2113
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.1B
$3K ﹤0.01%
+25
INFU icon
2114
InfuSystem Holdings
INFU
$193M
$3K ﹤0.01%
572
-767
IVLU icon
2115
iShares MSCI Intl Value Factor ETF
IVLU
$2.74B
$3K ﹤0.01%
+99
LILAK icon
2116
Liberty Latin America Class C
LILAK
$1.65B
$3K ﹤0.01%
+527
MIDU icon
2117
Direxion Daily Mid Cap Bull 3X Shares
MIDU
$72.9M
$3K ﹤0.01%
+84
NHTC icon
2118
Natural Health Trends
NHTC
$41.4M
$3K ﹤0.01%
902
-252
NRDY icon
2119
Nerdy
NRDY
$105M
$3K ﹤0.01%
2,073
-14,264
NVDQ icon
2120
T-Rex 2X Inverse NVIDIA Daily Target ETF
NVDQ
$638M
$3K ﹤0.01%
141
+100
ADAM
2121
Adamas Trust
ADAM
$646M
$3K ﹤0.01%
+539
OPAD icon
2122
Offerpad Solutions
OPAD
$68.2M
$3K ﹤0.01%
3,376
-2,048
PKST
2123
Peakstone Realty Trust
PKST
$514M
$3K ﹤0.01%
282
-54
PVBC icon
2124
Provident Bancorp
PVBC
$240M
$3K ﹤0.01%
304
+137
REK icon
2125
ProShares Short Real Estate
REK
$10.7M
$3K ﹤0.01%
217
-853