Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2101
$26K ﹤0.01%
3,601
-6,306
2102
$26K ﹤0.01%
1,125
+290
2103
$26K ﹤0.01%
3,987
-4,947
2104
$26K ﹤0.01%
3,341
+2,385
2105
$25K ﹤0.01%
903
+210
2106
$25K ﹤0.01%
9,827
-72,204
2107
$25K ﹤0.01%
99
+7
2108
$25K ﹤0.01%
+6
2109
$25K ﹤0.01%
6,576
+5,109
2110
$25K ﹤0.01%
2,147
-1,552
2111
$25K ﹤0.01%
494
-11,201
2112
$25K ﹤0.01%
+607
2113
$25K ﹤0.01%
966
-609
2114
$25K ﹤0.01%
14,164
+11,249
2115
$25K ﹤0.01%
4,479
-2,971
2116
$25K ﹤0.01%
20,050
-29,138
2117
$25K ﹤0.01%
2,627
+317
2118
$24K ﹤0.01%
+4,897
2119
$24K ﹤0.01%
3,691
-73,709
2120
$24K ﹤0.01%
+426
2121
$24K ﹤0.01%
427
-115
2122
$24K ﹤0.01%
675
+660
2123
$24K ﹤0.01%
12,015
+8,491
2124
$24K ﹤0.01%
631
-22,668
2125
$24K ﹤0.01%
+190