Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2076
$3K ﹤0.01%
+450
2077
$3K ﹤0.01%
+36
2078
$3K ﹤0.01%
124
+74
2079
$3K ﹤0.01%
+137
2080
$3K ﹤0.01%
+37
2081
$3K ﹤0.01%
+1,348
2082
$3K ﹤0.01%
+62
2083
$3K ﹤0.01%
183
-397
2084
$3K ﹤0.01%
194
-195
2085
$3K ﹤0.01%
1,794
-12,895
2086
$3K ﹤0.01%
4,121
+3,268
2087
$3K ﹤0.01%
3,818
+3,723
2088
$3K ﹤0.01%
+176
2089
$3K ﹤0.01%
785
+501
2090
$3K ﹤0.01%
+94
2091
$3K ﹤0.01%
1,703
+1,227
2092
$3K ﹤0.01%
537
+510
2093
$3K ﹤0.01%
86
-941
2094
$3K ﹤0.01%
+61
2095
$3K ﹤0.01%
+1,653
2096
$3K ﹤0.01%
+200
2097
$3K ﹤0.01%
+330
2098
$3K ﹤0.01%
+155
2099
$3K ﹤0.01%
+84
2100
$3K ﹤0.01%
119
-30