Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IRWD icon
2051
Ironwood Pharmaceuticals
IRWD
$411M
$3K ﹤0.01%
2,479
-2,881
JBSS icon
2052
John B. Sanfilippo & Son
JBSS
$785M
$3K ﹤0.01%
+54
KWR icon
2053
Quaker Houghton
KWR
$2.43B
$3K ﹤0.01%
+32
LCUT icon
2054
Lifetime Brands
LCUT
$73M
$3K ﹤0.01%
+726
MDYV icon
2055
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.43B
$3K ﹤0.01%
+45
MLPX icon
2056
Global X MLP & Energy Infrastructure ETF
MLPX
$2.52B
$3K ﹤0.01%
+60
MNDO icon
2057
Mind CTI
MNDO
$21.4M
$3K ﹤0.01%
1,829
+1,499
NMRA icon
2058
Neumora Therapeutics
NMRA
$470M
$3K ﹤0.01%
3,880
-7,804
NTCT icon
2059
NETSCOUT
NTCT
$2.11B
$3K ﹤0.01%
+144
NUS icon
2060
Nu Skin
NUS
$485M
$3K ﹤0.01%
440
+119
NVDQ icon
2061
T-Rex 2X Inverse NVIDIA Daily Target ETF
NVDQ
$587M
$3K ﹤0.01%
820
-23,460
NWS icon
2062
News Corp Class B
NWS
$17B
$3K ﹤0.01%
+123
NX icon
2063
Quanex
NX
$605M
$3K ﹤0.01%
+208
OSPN icon
2064
OneSpan
OSPN
$481M
$3K ﹤0.01%
198
-2,175
PDM
2065
Piedmont Realty Trust
PDM
$1.02B
$3K ﹤0.01%
+520
PNW icon
2066
Pinnacle West Capital
PNW
$10.5B
$3K ﹤0.01%
+37
POWW icon
2067
Outdoor Holding Co
POWW
$203M
$3K ﹤0.01%
2,368
-1,453
PSI icon
2068
Invesco Semiconductors ETF
PSI
$912M
$3K ﹤0.01%
+82
REE icon
2069
REE Automotive
REE
$25.1M
$3K ﹤0.01%
1,364
-5,049
RELL icon
2070
Richardson Electronics
RELL
$154M
$3K ﹤0.01%
308
-173
SPGM icon
2071
SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.28B
$3K ﹤0.01%
61
-5
SPMD icon
2072
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$14.5B
$3K ﹤0.01%
76
+9
SPRO icon
2073
Spero Therapeutics
SPRO
$141M
$3K ﹤0.01%
5,098
-12
UNTY icon
2074
Unity Bancorp
UNTY
$476M
$3K ﹤0.01%
+82
URGN icon
2075
UroGen Pharma
URGN
$1.07B
$3K ﹤0.01%
+332