Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2051
$16K ﹤0.01%
41
-45
2052
$16K ﹤0.01%
134
+120
2053
$16K ﹤0.01%
+500
2054
$16K ﹤0.01%
+131
2055
$16K ﹤0.01%
+373
2056
$16K ﹤0.01%
296
-883
2057
$16K ﹤0.01%
4,879
+2,646
2058
$16K ﹤0.01%
+1,613
2059
$16K ﹤0.01%
+136
2060
$15K ﹤0.01%
849
+831
2061
$15K ﹤0.01%
+3,772
2062
$15K ﹤0.01%
418
-102
2063
$15K ﹤0.01%
1,796
+1,773
2064
0
2065
$15K ﹤0.01%
598
-2,200
2066
$15K ﹤0.01%
+300
2067
$15K ﹤0.01%
44
-2,305
2068
$15K ﹤0.01%
1,145
-899
2069
$15K ﹤0.01%
+343
2070
$15K ﹤0.01%
642
+256
2071
$15K ﹤0.01%
207
-600
2072
$15K ﹤0.01%
214
-320
2073
$15K ﹤0.01%
+1,055
2074
$15K ﹤0.01%
406
+211
2075
$15K ﹤0.01%
1,132
-5,270