Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2026
$9K ﹤0.01%
+2,069
2027
$9K ﹤0.01%
177
2028
$9K ﹤0.01%
393
+169
2029
$9K ﹤0.01%
+931
2030
$9K ﹤0.01%
300
2031
$9K ﹤0.01%
2,012
-2,309
2032
$9K ﹤0.01%
+976
2033
$9K ﹤0.01%
447
-200
2034
$9K ﹤0.01%
685
-1,800
2035
$9K ﹤0.01%
2,960
-1,147
2036
$9K ﹤0.01%
265
+105
2037
$9K ﹤0.01%
+91
2038
$9K ﹤0.01%
+212
2039
$9K ﹤0.01%
225
+175
2040
$9K ﹤0.01%
2,087
-7,937
2041
$9K ﹤0.01%
+233
2042
$9K ﹤0.01%
456
+165
2043
$9K ﹤0.01%
300
2044
$9K ﹤0.01%
298
+270
2045
$9K ﹤0.01%
+11
2046
$9K ﹤0.01%
1,654
-13,866
2047
$9K ﹤0.01%
+5,068
2048
$9K ﹤0.01%
+188
2049
$9K ﹤0.01%
+868
2050
$9K ﹤0.01%
3,073
-13,882