Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2026
$31K ﹤0.01%
476
-2,238
2027
$31K ﹤0.01%
496
-290
2028
$31K ﹤0.01%
957
-19,366
2029
$30K ﹤0.01%
1,080
-1,313
2030
$30K ﹤0.01%
+163
2031
$30K ﹤0.01%
1,350
+38
2032
$30K ﹤0.01%
19,227
+17,052
2033
$30K ﹤0.01%
+2,373
2034
$30K ﹤0.01%
58
+51
2035
$30K ﹤0.01%
+714
2036
$30K ﹤0.01%
7,618
-22,092
2037
$30K ﹤0.01%
11,725
+11,308
2038
$30K ﹤0.01%
+2,229
2039
$29K ﹤0.01%
+5,474
2040
$29K ﹤0.01%
2,204
+2,002
2041
$29K ﹤0.01%
+3,133
2042
$29K ﹤0.01%
+2,072
2043
$29K ﹤0.01%
5,428
-12,166
2044
$29K ﹤0.01%
7,416
-19,017
2045
$29K ﹤0.01%
+1,342
2046
$29K ﹤0.01%
1,085
-1,125
2047
$29K ﹤0.01%
+300
2048
$29K ﹤0.01%
+1,245
2049
$29K ﹤0.01%
1,022
-734
2050
$29K ﹤0.01%
+4,372