Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2026
$18K ﹤0.01%
1,190
-11,343
2027
$18K ﹤0.01%
+2,134
2028
$18K ﹤0.01%
+426
2029
$18K ﹤0.01%
+610
2030
$18K ﹤0.01%
192
-634
2031
$18K ﹤0.01%
109
-897
2032
$18K ﹤0.01%
+1,729
2033
$18K ﹤0.01%
+3,446
2034
$18K ﹤0.01%
6,911
+5,414
2035
$18K ﹤0.01%
408
-1,477
2036
$17K ﹤0.01%
998
+14
2037
$17K ﹤0.01%
199
-188
2038
$17K ﹤0.01%
213
+200
2039
$17K ﹤0.01%
+1,323
2040
$17K ﹤0.01%
+226
2041
$17K ﹤0.01%
+300
2042
$17K ﹤0.01%
2,641
+1,500
2043
$17K ﹤0.01%
+66
2044
$17K ﹤0.01%
1,291
+588
2045
$17K ﹤0.01%
+1,697
2046
$17K ﹤0.01%
758
-880
2047
$16K ﹤0.01%
2,039
-123
2048
$16K ﹤0.01%
+161
2049
$16K ﹤0.01%
+413
2050
$16K ﹤0.01%
+860