Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.72%
2 Communication Services 9%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$6K ﹤0.01%
+199
2002
$6K ﹤0.01%
+86
2003
$6K ﹤0.01%
9,215
-32,423
2004
$6K ﹤0.01%
3,667
-18,803
2005
$6K ﹤0.01%
397
-1,994
2006
$6K ﹤0.01%
5,074
-10,911
2007
$6K ﹤0.01%
2,419
-8,660
2008
$6K ﹤0.01%
+1,396
2009
$6K ﹤0.01%
234
-5,896
2010
$5K ﹤0.01%
+292
2011
$5K ﹤0.01%
123
-4,772
2012
$5K ﹤0.01%
270
+140
2013
$5K ﹤0.01%
865
-690
2014
$5K ﹤0.01%
+2,512
2015
$5K ﹤0.01%
266
+77
2016
$5K ﹤0.01%
+2,186
2017
$5K ﹤0.01%
+1,492
2018
$5K ﹤0.01%
+2,450
2019
$5K ﹤0.01%
+150
2020
$5K ﹤0.01%
610
-4,562
2021
$5K ﹤0.01%
413
+211
2022
$5K ﹤0.01%
+883
2023
$5K ﹤0.01%
1,077
-8,706
2024
$5K ﹤0.01%
124
-76
2025
$5K ﹤0.01%
+162