Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$5K ﹤0.01%
+89
2002
$5K ﹤0.01%
+50
2003
$5K ﹤0.01%
1,012
-230
2004
$5K ﹤0.01%
+117
2005
$5K ﹤0.01%
+54
2006
$5K ﹤0.01%
+494
2007
$5K ﹤0.01%
460
-517
2008
$5K ﹤0.01%
3,573
+2,578
2009
$5K ﹤0.01%
123
-1,461
2010
$5K ﹤0.01%
226
-1
2011
$5K ﹤0.01%
65
-536
2012
$5K ﹤0.01%
+882
2013
$5K ﹤0.01%
1,894
+1,034
2014
$5K ﹤0.01%
43
-46
2015
$5K ﹤0.01%
125
+76
2016
$5K ﹤0.01%
1,962
-699
2017
$5K ﹤0.01%
+391
2018
$5K ﹤0.01%
1,695
-405
2019
$5K ﹤0.01%
170
-78
2020
$5K ﹤0.01%
516
+351
2021
$5K ﹤0.01%
+40
2022
$5K ﹤0.01%
95
2023
$5K ﹤0.01%
1,969
-2,465
2024
$5K ﹤0.01%
587
+306
2025
$5K ﹤0.01%
126
+36