Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,431
New
Increased
Reduced
Closed

Top Buys

1 +$55.8M
2 +$42.2M
3 +$41.3M
4
AAPL icon
Apple
AAPL
+$32M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X ETF
SOXL
+$28.3M

Top Sells

1 +$95.2M
2 +$57.2M
3 +$56.4M
4
TSM icon
TSMC
TSM
+$39.7M
5
SBUX icon
Starbucks
SBUX
+$35.5M

Sector Composition

1 Technology 23.13%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.57%
5 Financials 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$2K ﹤0.01%
221
-1,048
2002
$2K ﹤0.01%
80
-229
2003
$2K ﹤0.01%
+100
2004
$2K ﹤0.01%
+80
2005
$2K ﹤0.01%
+45
2006
$2K ﹤0.01%
+127
2007
$2K ﹤0.01%
+33
2008
$2K ﹤0.01%
200
2009
$2K ﹤0.01%
+495
2010
$2K ﹤0.01%
+136
2011
$2K ﹤0.01%
276
-5,652
2012
$2K ﹤0.01%
+244
2013
$2K ﹤0.01%
155
-483
2014
$2K ﹤0.01%
+89
2015
$2K ﹤0.01%
+19
2016
$2K ﹤0.01%
+40
2017
$2K ﹤0.01%
+83
2018
$2K ﹤0.01%
+118
2019
$2K ﹤0.01%
258
-3,257
2020
$2K ﹤0.01%
+36
2021
$2K ﹤0.01%
379
2022
$2K ﹤0.01%
131
-3,766
2023
$2K ﹤0.01%
176
-21,690
2024
$2K ﹤0.01%
36
+18
2025
$2K ﹤0.01%
376
-3,260