Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.11B
AUM Growth
-$320M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,493
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$77M
3 +$53M
4
PDD icon
Pinduoduo
PDD
+$49.7M
5
INTC icon
Intel
INTC
+$44.5M

Top Sells

1 +$92.5M
2 +$67.5M
3 +$66.7M
4
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$44.9M
5
PYPL icon
PayPal
PYPL
+$44.4M

Sector Composition

1 Technology 27.91%
2 Consumer Discretionary 14.92%
3 Healthcare 10.74%
4 Financials 10.11%
5 Materials 6.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$4K ﹤0.01%
1,295
-3,724
2002
$4K ﹤0.01%
+180
2003
$4K ﹤0.01%
469
-1,870
2004
$4K ﹤0.01%
1,631
-19,213
2005
$4K ﹤0.01%
1,482
-138
2006
$4K ﹤0.01%
145
-158
2007
$4K ﹤0.01%
846
-58,680
2008
$4K ﹤0.01%
143
-557
2009
$4K ﹤0.01%
348
-731
2010
$4K ﹤0.01%
2,491
-10,374
2011
$4K ﹤0.01%
+90
2012
$4K ﹤0.01%
2,720
-2,971
2013
$4K ﹤0.01%
201
-70
2014
$4K ﹤0.01%
+5,300
2015
$4K ﹤0.01%
1,347
-9,991
2016
$4K ﹤0.01%
1,082
+914
2017
$4K ﹤0.01%
138
-262
2018
$4K ﹤0.01%
+168
2019
$4K ﹤0.01%
+141
2020
$4K ﹤0.01%
93
+59
2021
$4K ﹤0.01%
+229
2022
$4K ﹤0.01%
176
-156
2023
$4K ﹤0.01%
4,445
-52,020
2024
$4K ﹤0.01%
+125
2025
$4K ﹤0.01%
+2,198