Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.11B
AUM Growth
-$320M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,497
New
Increased
Reduced
Closed

Top Buys

1 +$93M
2 +$74.8M
3 +$50.7M
4
INTC icon
Intel
INTC
+$47.1M
5
AVGO icon
Broadcom
AVGO
+$46.2M

Top Sells

1 +$94.5M
2 +$66.4M
3 +$61.6M
4
PYPL icon
PayPal
PYPL
+$42.2M
5
GE icon
GE Aerospace
GE
+$42M

Sector Composition

1 Technology 27.55%
2 Consumer Discretionary 14.92%
3 Healthcare 10.74%
4 Financials 10.45%
5 Materials 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$4K ﹤0.01%
165
-600
2002
$4K ﹤0.01%
2,212
-7,134
2003
$4K ﹤0.01%
3,891
-2,173
2004
$4K ﹤0.01%
1,295
-3,724
2005
$4K ﹤0.01%
+180
2006
$4K ﹤0.01%
469
-1,870
2007
$4K ﹤0.01%
1,631
-19,213
2008
$4K ﹤0.01%
1,482
-138
2009
$4K ﹤0.01%
145
-158
2010
$4K ﹤0.01%
846
-58,680
2011
$4K ﹤0.01%
143
-557
2012
$4K ﹤0.01%
348
-731
2013
$4K ﹤0.01%
2,491
-10,374
2014
$4K ﹤0.01%
+90
2015
$4K ﹤0.01%
2,720
-2,971
2016
$4K ﹤0.01%
201
-70
2017
$4K ﹤0.01%
+5,300
2018
$4K ﹤0.01%
82
2019
$4K ﹤0.01%
1,347
-9,991
2020
$4K ﹤0.01%
1,082
+914
2021
$4K ﹤0.01%
138
-262
2022
$4K ﹤0.01%
+168
2023
$4K ﹤0.01%
+141
2024
$4K ﹤0.01%
93
+59
2025
$4K ﹤0.01%
+229