Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.35B
AUM Growth
+$144M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,710
New
Increased
Reduced
Closed

Top Buys

1 +$60M
2 +$58.5M
3 +$52.5M
4
PYPL icon
PayPal
PYPL
+$40.9M
5
NFLX icon
Netflix
NFLX
+$29.7M

Top Sells

1 +$48.7M
2 +$45.2M
3 +$40.6M
4
OIH icon
VanEck Oil Services ETF
OIH
+$34.2M
5
ENPH icon
Enphase Energy
ENPH
+$27.2M

Sector Composition

1 Technology 21.17%
2 Healthcare 10.88%
3 Consumer Discretionary 10.73%
4 Communication Services 10.55%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$4K ﹤0.01%
70
+57
2002
$4K ﹤0.01%
1,912
+1,032
2003
$4K ﹤0.01%
432
-284
2004
$4K ﹤0.01%
+1,238
2005
$4K ﹤0.01%
300
2006
$4K ﹤0.01%
261
-405
2007
$4K ﹤0.01%
2,658
-78
2008
$3K ﹤0.01%
154
-234
2009
$3K ﹤0.01%
+3,455
2010
$3K ﹤0.01%
1,610
-87,588
2011
$3K ﹤0.01%
1,075
-18,025
2012
$3K ﹤0.01%
600
-14,246
2013
$3K ﹤0.01%
2,379
+2,243
2014
$3K ﹤0.01%
321
-222
2015
$3K ﹤0.01%
60
2016
$3K ﹤0.01%
+180
2017
$3K ﹤0.01%
+93
2018
$3K ﹤0.01%
+161
2019
$3K ﹤0.01%
+146
2020
$3K ﹤0.01%
460
-3,007
2021
$3K ﹤0.01%
+132
2022
$3K ﹤0.01%
118
-1,648
2023
$3K ﹤0.01%
+84
2024
$3K ﹤0.01%
+204
2025
$3K ﹤0.01%
87
+57