Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2001
$3K ﹤0.01%
+167
2002
$3K ﹤0.01%
165
-102
2003
$3K ﹤0.01%
355
+196
2004
$3K ﹤0.01%
+70
2005
$3K ﹤0.01%
80
-452
2006
$3K ﹤0.01%
1,591
-900
2007
$3K ﹤0.01%
+285
2008
$3K ﹤0.01%
4,789
+4,727
2009
$3K ﹤0.01%
+394
2010
$3K ﹤0.01%
1,227
-5
2011
$3K ﹤0.01%
391
+199
2012
$3K ﹤0.01%
686
-5,469
2013
$3K ﹤0.01%
+100
2014
$3K ﹤0.01%
76
-122
2015
$3K ﹤0.01%
762
-200
2016
$3K ﹤0.01%
184
-760
2017
$3K ﹤0.01%
+17,808
2018
$3K ﹤0.01%
19,264
+6,787
2019
$2K ﹤0.01%
524
-3,348
2020
$2K ﹤0.01%
1,412
+1,264
2021
$2K ﹤0.01%
185
2022
$2K ﹤0.01%
354
-229
2023
$2K ﹤0.01%
+134
2024
$2K ﹤0.01%
+59
2025
$2K ﹤0.01%
+19