Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.72%
2 Communication Services 9%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$7K ﹤0.01%
1,074
+139
1977
$7K ﹤0.01%
+404
1978
$7K ﹤0.01%
165
+72
1979
$7K ﹤0.01%
+388
1980
$7K ﹤0.01%
+50
1981
$6K ﹤0.01%
1,053
-6,027
1982
$6K ﹤0.01%
+100
1983
$6K ﹤0.01%
186
-284
1984
$6K ﹤0.01%
+61
1985
$6K ﹤0.01%
144
+19
1986
$6K ﹤0.01%
+426
1987
$6K ﹤0.01%
+1,563
1988
$6K ﹤0.01%
22
-1,010
1989
$6K ﹤0.01%
+204
1990
$6K ﹤0.01%
472
-8,214
1991
$6K ﹤0.01%
+120
1992
$6K ﹤0.01%
8,813
-105,440
1993
$6K ﹤0.01%
893
-626
1994
$6K ﹤0.01%
6,081
+5,326
1995
$6K ﹤0.01%
394
+205
1996
$6K ﹤0.01%
163
-130
1997
$6K ﹤0.01%
1,355
+1,258
1998
$6K ﹤0.01%
+5,010
1999
$6K ﹤0.01%
+412
2000
$6K ﹤0.01%
+620