Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.69%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
UEIC icon
1976
Universal Electronics
UEIC
$51.1M
$7K ﹤0.01%
1,074
+139
SPYT icon
1977
Defiance S&P 500 Income Target ETF
SPYT
$136M
$7K ﹤0.01%
+404
CRSH
1978
YieldMax Short TSLA Option Income Strategy ETF
CRSH
$18.9M
$7K ﹤0.01%
165
+72
INTW
1979
GraniteShares 2x Long INTC Daily ETF
INTW
$151M
$7K ﹤0.01%
+388
UPSX
1980
Tradr 2X Long UPST Daily ETF
UPSX
$65M
$7K ﹤0.01%
+50
ASPN icon
1981
Aspen Aerogels
ASPN
$286M
$6K ﹤0.01%
1,053
-6,027
BANR icon
1982
Banner Corp
BANR
$2.18B
$6K ﹤0.01%
+100
BKU icon
1983
Bankunited
BKU
$3.4B
$6K ﹤0.01%
186
-284
COKE icon
1984
Coca-Cola Consolidated
COKE
$10.1B
$6K ﹤0.01%
+61
CQQQ icon
1985
Invesco China Technology ETF
CQQQ
$3.11B
$6K ﹤0.01%
144
+19
DNOW icon
1986
DNOW Inc
DNOW
$2.56B
$6K ﹤0.01%
+426
EHTH icon
1987
eHealth
EHTH
$116M
$6K ﹤0.01%
+1,563
ESS icon
1988
Essex Property Trust
ESS
$16.3B
$6K ﹤0.01%
22
-1,010
FG icon
1989
F&G Annuities & Life
FG
$3.67B
$6K ﹤0.01%
+204
GBDC icon
1990
Golub Capital BDC
GBDC
$3.63B
$6K ﹤0.01%
472
-8,214
GNR icon
1991
SPDR S&P Global Natural Resources ETF
GNR
$4.11B
$6K ﹤0.01%
+120
IMUX icon
1992
Immunic
IMUX
$78.2M
$6K ﹤0.01%
8,813
-105,440
INGN icon
1993
Inogen
INGN
$176M
$6K ﹤0.01%
893
-626
HYFT
1994
MindWalk Holdings
HYFT
$99.9M
$6K ﹤0.01%
6,081
+5,326
IRT icon
1995
Independence Realty Trust
IRT
$4.1B
$6K ﹤0.01%
394
+205
KSA icon
1996
iShares MSCI Saudi Arabia ETF
KSA
$642M
$6K ﹤0.01%
163
-130
LVWR icon
1997
LiveWire
LVWR
$649M
$6K ﹤0.01%
1,355
+1,258
MGNX icon
1998
MacroGenics
MGNX
$113M
$6K ﹤0.01%
+5,010
MOV icon
1999
Movado Group
MOV
$491M
$6K ﹤0.01%
+412
OFIX icon
2000
Orthofix Medical
OFIX
$567M
$6K ﹤0.01%
+620