Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$6K ﹤0.01%
195
-501
1977
$6K ﹤0.01%
+100
1978
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+223
1979
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108
+11
1980
$6K ﹤0.01%
+100
1981
$6K ﹤0.01%
+440
1982
$6K ﹤0.01%
+225
1983
$6K ﹤0.01%
+92
1984
$6K ﹤0.01%
+2,927
1985
$6K ﹤0.01%
2,148
1986
$6K ﹤0.01%
391
-303
1987
$6K ﹤0.01%
926
+867
1988
$6K ﹤0.01%
+299
1989
$6K ﹤0.01%
+481
1990
$6K ﹤0.01%
+172
1991
$6K ﹤0.01%
3,924
-4,084
1992
$6K ﹤0.01%
+45
1993
$6K ﹤0.01%
+50
1994
$6K ﹤0.01%
+2,057
1995
$6K ﹤0.01%
6,212
+6,109
1996
$5K ﹤0.01%
216
-592
1997
$5K ﹤0.01%
+358
1998
$5K ﹤0.01%
3,767
+1,943
1999
$5K ﹤0.01%
+46
2000
$5K ﹤0.01%
+1,279