Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$5K ﹤0.01%
246
-697
1977
$5K ﹤0.01%
+310
1978
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844
-1,094
1979
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159
-182
1980
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3,396
-1,954
1981
$5K ﹤0.01%
190
+77
1982
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75
-324
1983
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970
+803
1984
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+271
1985
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101
+49
1986
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+105
1987
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+93
1988
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79
-327
1989
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1,570
+577
1990
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109
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1991
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3,067
-22,328
1992
$5K ﹤0.01%
+1,536
1993
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293
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1994
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947
-4,858
1995
$5K ﹤0.01%
+277
1996
$5K ﹤0.01%
+454
1997
$5K ﹤0.01%
3,093
-674
1998
$5K ﹤0.01%
290
-181
1999
$5K ﹤0.01%
+296
2000
$5K ﹤0.01%
113
+37