Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,630
New
Increased
Reduced
Closed

Top Buys

1 +$120M
2 +$93.9M
3 +$71.7M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.7M
5
C icon
Citigroup
C
+$39.4M

Top Sells

1 +$136M
2 +$118M
3 +$56.2M
4
MSFT icon
Microsoft
MSFT
+$52.4M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$45.6M

Sector Composition

1 Technology 16.08%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.42%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$5K ﹤0.01%
148
-451
1977
$5K ﹤0.01%
200
-7,162
1978
$5K ﹤0.01%
+100
1979
$5K ﹤0.01%
3,225
+2,858
1980
$5K ﹤0.01%
100
-36
1981
$5K ﹤0.01%
2,861
+2,550
1982
$5K ﹤0.01%
+125
1983
$5K ﹤0.01%
+1,039
1984
$5K ﹤0.01%
+948
1985
$5K ﹤0.01%
+265
1986
$5K ﹤0.01%
63
-32,170
1987
$5K ﹤0.01%
993
-6,350
1988
$5K ﹤0.01%
376
-3,585
1989
$5K ﹤0.01%
+683
1990
$5K ﹤0.01%
+549
1991
$5K ﹤0.01%
331
-1,253
1992
$5K ﹤0.01%
+835
1993
$5K ﹤0.01%
+507
1994
$5K ﹤0.01%
+203
1995
$5K ﹤0.01%
2,812
-4,448
1996
$5K ﹤0.01%
211
-431
1997
$5K ﹤0.01%
+84
1998
$5K ﹤0.01%
4,295
-1,931
1999
$5K ﹤0.01%
1,750
-27,155
2000
$5K ﹤0.01%
+100