Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.73B
AUM Growth
+$372M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,635
New
Increased
Reduced
Closed

Top Buys

1 +$107M
2 +$65.8M
3 +$61.6M
4
AAPL icon
Apple
AAPL
+$51.2M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$50.9M

Top Sells

1 +$25.2M
2 +$24.1M
3 +$22.2M
4
SNOW icon
Snowflake
SNOW
+$17.4M
5
AMD icon
Advanced Micro Devices
AMD
+$17.2M

Sector Composition

1 Technology 20.43%
2 Consumer Discretionary 15%
3 Healthcare 10.21%
4 Financials 8.16%
5 Communication Services 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$2K ﹤0.01%
81
-89
1977
$2K ﹤0.01%
+107
1978
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54
-245
1979
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+47
1980
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54
-230
1981
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+52
1982
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371
-2,158
1983
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+184
1984
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42
-63
1985
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+100
1986
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1,318
-1,038
1987
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135
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1988
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90
-261
1989
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119
-1,133
1990
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46
-10,926
1991
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62
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1992
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+82
1993
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1,301
-26,211
1994
$2K ﹤0.01%
+30
1995
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+3,081
1996
$2K ﹤0.01%
813
-786
1997
$2K ﹤0.01%
22
-148
1998
$2K ﹤0.01%
91
-227
1999
$2K ﹤0.01%
139
-6,813
2000
$2K ﹤0.01%
+815