Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.35B
AUM Growth
+$144M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,710
New
Increased
Reduced
Closed

Top Buys

1 +$60M
2 +$58.5M
3 +$52.5M
4
PYPL icon
PayPal
PYPL
+$40.9M
5
NFLX icon
Netflix
NFLX
+$29.7M

Top Sells

1 +$48.7M
2 +$45.2M
3 +$40.6M
4
OIH icon
VanEck Oil Services ETF
OIH
+$34.2M
5
ENPH icon
Enphase Energy
ENPH
+$27.2M

Sector Composition

1 Technology 21.17%
2 Healthcare 10.88%
3 Consumer Discretionary 10.73%
4 Communication Services 10.55%
5 Financials 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$4K ﹤0.01%
+57
1977
$4K ﹤0.01%
284
+13
1978
$4K ﹤0.01%
103
-12,683
1979
$4K ﹤0.01%
544
-5,660
1980
$4K ﹤0.01%
+140
1981
$4K ﹤0.01%
+112
1982
$4K ﹤0.01%
1,506
+1,206
1983
$4K ﹤0.01%
+17
1984
$4K ﹤0.01%
+285
1985
$4K ﹤0.01%
+399
1986
$4K ﹤0.01%
474
+143
1987
$4K ﹤0.01%
+233
1988
$4K ﹤0.01%
71
-2,918
1989
$4K ﹤0.01%
+3,486
1990
$4K ﹤0.01%
146
-447
1991
$4K ﹤0.01%
+872
1992
$4K ﹤0.01%
+120
1993
$4K ﹤0.01%
+45
1994
$4K ﹤0.01%
+176
1995
$4K ﹤0.01%
150
-400
1996
$4K ﹤0.01%
141
+41
1997
$4K ﹤0.01%
7,597
-8,422
1998
$4K ﹤0.01%
14
-155
1999
$4K ﹤0.01%
1,343
-17,759
2000
$4K ﹤0.01%
+164