Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$3K ﹤0.01%
+256
1977
$3K ﹤0.01%
234
-316
1978
$3K ﹤0.01%
100
-3,300
1979
$3K ﹤0.01%
60
-40
1980
$3K ﹤0.01%
+100
1981
$3K ﹤0.01%
+1,092
1982
$3K ﹤0.01%
623
-3,115
1983
$3K ﹤0.01%
271
-211
1984
$3K ﹤0.01%
143
-57
1985
$3K ﹤0.01%
189
+26
1986
$3K ﹤0.01%
+537
1987
$3K ﹤0.01%
40
-398
1988
$3K ﹤0.01%
500
-48,674
1989
$3K ﹤0.01%
+284
1990
$3K ﹤0.01%
+340
1991
$3K ﹤0.01%
1,398
-35,138
1992
$3K ﹤0.01%
+1,240
1993
$3K ﹤0.01%
573
-1,238
1994
$3K ﹤0.01%
+85
1995
$3K ﹤0.01%
145
-397
1996
$3K ﹤0.01%
+1,231
1997
$3K ﹤0.01%
+271
1998
$3K ﹤0.01%
+117
1999
$3K ﹤0.01%
331
-77
2000
$3K ﹤0.01%
134
-109