Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
-$495M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,919
New
Increased
Reduced
Closed

Top Buys

1 +$170M
2 +$71.3M
3 +$44.2M
4
META icon
Meta Platforms (Facebook)
META
+$37.1M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$34.4M

Top Sells

1 +$94.3M
2 +$68.2M
3 +$62.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$50.9M
5
GLD icon
SPDR Gold Trust
GLD
+$46.3M

Sector Composition

1 Consumer Discretionary 16.85%
2 Technology 15.44%
3 Communication Services 10.56%
4 Healthcare 8.82%
5 Consumer Staples 5.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$6K ﹤0.01%
+2,388
1977
$6K ﹤0.01%
+525
1978
$6K ﹤0.01%
3,171
-37,554
1979
$6K ﹤0.01%
+157
1980
$6K ﹤0.01%
+629
1981
$6K ﹤0.01%
+29
1982
$6K ﹤0.01%
+333
1983
$6K ﹤0.01%
386
-7,546
1984
$6K ﹤0.01%
2,379
+2,107
1985
$6K ﹤0.01%
+748
1986
$6K ﹤0.01%
128
+111
1987
$5K ﹤0.01%
36,145
-16,205
1988
$5K ﹤0.01%
27
-2
1989
$5K ﹤0.01%
123
+110
1990
$5K ﹤0.01%
+394
1991
$5K ﹤0.01%
+482
1992
$5K ﹤0.01%
3,763
-1,459
1993
$5K ﹤0.01%
9,665
+6,194
1994
$5K ﹤0.01%
+673
1995
$5K ﹤0.01%
100
-3,237
1996
$5K ﹤0.01%
133
-31
1997
$5K ﹤0.01%
338
-267
1998
$5K ﹤0.01%
41
-1,862
1999
$5K ﹤0.01%
16
-12,903
2000
$5K ﹤0.01%
+658