Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$11K ﹤0.01%
+213
1977
$11K ﹤0.01%
+500
1978
$11K ﹤0.01%
3,064
-11,860
1979
$11K ﹤0.01%
10,666
-10,208
1980
$11K ﹤0.01%
560
-140
1981
$11K ﹤0.01%
122
1982
$11K ﹤0.01%
1,665
-26,334
1983
$11K ﹤0.01%
320
+1
1984
$11K ﹤0.01%
+564
1985
$11K ﹤0.01%
2,997
+2,022
1986
$11K ﹤0.01%
1,971
-2,099
1987
$11K ﹤0.01%
242
+224
1988
$11K ﹤0.01%
1
-2
1989
$11K ﹤0.01%
2,687
+2,636
1990
$11K ﹤0.01%
636
+554
1991
$11K ﹤0.01%
3,262
+2,271
1992
$11K ﹤0.01%
11,872
-1,750
1993
$11K ﹤0.01%
79,776
-20,768
1994
$11K ﹤0.01%
455
-1,847
1995
$11K ﹤0.01%
332
-162
1996
$10K ﹤0.01%
491
+200
1997
$10K ﹤0.01%
+2,100
1998
$10K ﹤0.01%
2,122
+1,441
1999
$10K ﹤0.01%
+423
2000
$10K ﹤0.01%
+357