Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$10K ﹤0.01%
+470
1977
$10K ﹤0.01%
+352
1978
$10K ﹤0.01%
885
-4,328
1979
$10K ﹤0.01%
337
-100
1980
$10K ﹤0.01%
+1,289
1981
$10K ﹤0.01%
6,121
+255
1982
$10K ﹤0.01%
+274
1983
$10K ﹤0.01%
2,863
-630
1984
$10K ﹤0.01%
15,680
-11,600
1985
$9K ﹤0.01%
14,531
+1,146
1986
$9K ﹤0.01%
+232
1987
$9K ﹤0.01%
+911
1988
$9K ﹤0.01%
+200
1989
$9K ﹤0.01%
194
-1,815
1990
$9K ﹤0.01%
+1,714
1991
$9K ﹤0.01%
8,115
-11,324
1992
$9K ﹤0.01%
447
-448
1993
$9K ﹤0.01%
236
-126
1994
$9K ﹤0.01%
3,547
-9,959
1995
$9K ﹤0.01%
997
-7,423
1996
$9K ﹤0.01%
+1,911
1997
$9K ﹤0.01%
+3,463
1998
$9K ﹤0.01%
271
-762
1999
$9K ﹤0.01%
+509
2000
$9K ﹤0.01%
+2,305