Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$35K ﹤0.01%
133
-51
1977
$35K ﹤0.01%
+7,101
1978
$35K ﹤0.01%
3,052
-19,141
1979
$35K ﹤0.01%
919
-225
1980
$35K ﹤0.01%
217
-378
1981
$35K ﹤0.01%
242
+130
1982
$35K ﹤0.01%
+1,964
1983
$35K ﹤0.01%
+31,015
1984
$34K ﹤0.01%
3,244
-8,010
1985
$34K ﹤0.01%
+196
1986
$34K ﹤0.01%
4,019
-6,781
1987
$34K ﹤0.01%
+1,213
1988
$34K ﹤0.01%
+3,708
1989
$34K ﹤0.01%
+9,221
1990
$34K ﹤0.01%
939
+908
1991
$34K ﹤0.01%
1,624
+164
1992
$34K ﹤0.01%
+47
1993
$34K ﹤0.01%
+1,892
1994
$33K ﹤0.01%
+415
1995
$33K ﹤0.01%
+1,559
1996
$33K ﹤0.01%
2,037
-4,709
1997
$33K ﹤0.01%
704
+677
1998
$33K ﹤0.01%
1,602
+1,496
1999
$33K ﹤0.01%
+853
2000
$33K ﹤0.01%
467
-1,836