Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,304
New
Increased
Reduced
Closed

Top Sells

1 +$66M
2 +$53.7M
3 +$38.1M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$37.6M
5
AZO icon
AutoZone
AZO
+$28.5M

Sector Composition

1 Technology 20.22%
2 Consumer Discretionary 15.16%
3 Healthcare 10.07%
4 Financials 9.27%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1976
$22K ﹤0.01%
+850
1977
$22K ﹤0.01%
6,465
-5,550
1978
$21K ﹤0.01%
27
+26
1979
$21K ﹤0.01%
124
-700
1980
$21K ﹤0.01%
+4,629
1981
$21K ﹤0.01%
2,279
-12,108
1982
$21K ﹤0.01%
+200
1983
$21K ﹤0.01%
+200
1984
$21K ﹤0.01%
+347
1985
$21K ﹤0.01%
+78
1986
$21K ﹤0.01%
3,910
+1,841
1987
$21K ﹤0.01%
+370
1988
$21K ﹤0.01%
+567
1989
$20K ﹤0.01%
+352
1990
$20K ﹤0.01%
78
-4,274
1991
$20K ﹤0.01%
+381
1992
$20K ﹤0.01%
6,142
-36,836
1993
$20K ﹤0.01%
735
-9,280
1994
$20K ﹤0.01%
2,138
-356
1995
$20K ﹤0.01%
3,391
+3,287
1996
$20K ﹤0.01%
+1,100
1997
$20K ﹤0.01%
2,136
+1,266
1998
$20K ﹤0.01%
+140
1999
$20K ﹤0.01%
7,166
-2,184
2000
$20K ﹤0.01%
10,318
+9,340