Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$2.95M 0.08%
+26,577
177
$2.92M 0.08%
+143,802
178
$2.9M 0.08%
9,234
+7,112
179
$2.87M 0.08%
+49,291
180
$2.87M 0.08%
26,363
+13,314
181
$2.87M 0.08%
+23,703
182
$2.85M 0.08%
+69,468
183
$2.81M 0.08%
+72,167
184
$2.77M 0.07%
36,497
+28,429
185
$2.75M 0.07%
103,820
-18,935
186
$2.75M 0.07%
477,576
+90,337
187
$2.74M 0.07%
16,498
-2,128
188
$2.69M 0.07%
97,895
+79,347
189
$2.69M 0.07%
254,125
+92,238
190
$2.67M 0.07%
34,405
+24,903
191
$2.66M 0.07%
15,110
+11,346
192
$2.6M 0.07%
24,081
+15,812
193
$2.56M 0.07%
118,949
+87,579
194
$2.55M 0.07%
9,961
+7,621
195
$2.53M 0.07%
185,030
+184,698
196
$2.49M 0.07%
28,566
-5,247
197
$2.49M 0.07%
32,783
+25,237
198
$2.48M 0.07%
95,710
-14,418
199
$2.47M 0.07%
58,798
-26,215
200
$2.46M 0.07%
61,003
-19,302