Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$3.74M ﹤0.01%
50,046
-120,041
177
$3.71M ﹤0.01%
88,979
+25,005
178
$3.71M ﹤0.01%
91,132
+38,481
179
$3.69M ﹤0.01%
34,312
+2,989
180
$3.68M ﹤0.01%
86,033
-42,998
181
$3.66M ﹤0.01%
344,892
-591,418
182
$3.65M ﹤0.01%
+69,670
183
$3.64M ﹤0.01%
+32,231
184
$3.6M ﹤0.01%
191,012
-326,434
185
$3.58M ﹤0.01%
+23,259
186
$3.53M ﹤0.01%
6,816
-935
187
$3.52M ﹤0.01%
10,874
+6,489
188
$3.48M ﹤0.01%
1,792
+658
189
$3.48M ﹤0.01%
+90,177
190
$3.45M ﹤0.01%
52,891
+21,905
191
$3.44M ﹤0.01%
+269,011
192
$3.42M ﹤0.01%
72,073
+52,684
193
$3.36M ﹤0.01%
28,023
-967
194
$3.35M ﹤0.01%
90,706
-13,336
195
$3.3M ﹤0.01%
37,869
+25,249
196
$3.29M ﹤0.01%
80,041
+2,485
197
$3.26M ﹤0.01%
10,947
-23,501
198
$3.2M ﹤0.01%
51,503
+27,737
199
$3.15M ﹤0.01%
40,626
-15,171
200
$3.14M ﹤0.01%
+66,880