Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$2.58M ﹤0.01%
141,787
+86,195
177
$2.55M ﹤0.01%
48,783
-34,186
178
$2.54M ﹤0.01%
+43,702
179
$2.53M ﹤0.01%
26,629
-23,519
180
$2.52M ﹤0.01%
63,294
+56,656
181
$2.52M ﹤0.01%
126,347
+92,844
182
$2.51M ﹤0.01%
286,954
-21,993
183
$2.47M ﹤0.01%
+73,729
184
$2.46M ﹤0.01%
+15,877
185
$2.43M ﹤0.01%
123,683
+71,062
186
$2.42M ﹤0.01%
36,910
+20,460
187
$2.38M ﹤0.01%
+132,926
188
$2.36M ﹤0.01%
+80,090
189
$2.35M ﹤0.01%
40,424
+21,296
190
$2.33M ﹤0.01%
+312,250
191
$2.32M ﹤0.01%
213,007
+168,890
192
$2.29M ﹤0.01%
25,907
+14,928
193
$2.27M ﹤0.01%
+54,224
194
$2.25M ﹤0.01%
28,896
+28,590
195
$2.25M ﹤0.01%
51,809
-34,986
196
$2.24M ﹤0.01%
24,214
+8,967
197
$2.24M ﹤0.01%
+13,326
198
$2.19M ﹤0.01%
+6,723
199
$2.19M ﹤0.01%
27,023
+24,095
200
$2.16M ﹤0.01%
63,302
-380,159