Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$3.34M ﹤0.01%
653,260
177
$3.31M ﹤0.01%
90,845
-6,728
178
$3.31M ﹤0.01%
31,592
+15,066
179
$3.31M ﹤0.01%
12,158
+781
180
$3.29M ﹤0.01%
10,551
-673
181
$3.29M ﹤0.01%
27,849
-100
182
$3.26M ﹤0.01%
78,020
-5,420
183
$3.25M ﹤0.01%
40,995
+400
184
$3.25M ﹤0.01%
75,006
+3,093
185
$3.24M ﹤0.01%
78,178
+74,613
186
$3.24M ﹤0.01%
11,757
+619
187
$3.22M ﹤0.01%
103,082
+4,695
188
$3.2M ﹤0.01%
187,236
+15,571
189
$3.19M ﹤0.01%
17,749
+2
190
$3.17M ﹤0.01%
55,951
+3,412
191
$3.16M ﹤0.01%
309,424
-20,654
192
$3.16M ﹤0.01%
28,039
-571
193
$3.16M ﹤0.01%
82,410
+13,500
194
$3.13M ﹤0.01%
7,939
+1,816
195
$3.13M ﹤0.01%
155,840
-7,412
196
$3.1M ﹤0.01%
189,368
+6,690
197
$3.08M ﹤0.01%
203,698
198
$3.07M ﹤0.01%
37,397
+518
199
$3.04M ﹤0.01%
9,920
+100
200
$3.02M ﹤0.01%
160,694
+2,800