Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$2.45M ﹤0.01%
44,934
+41,235
177
$2.44M ﹤0.01%
+12,015
178
$2.43M ﹤0.01%
104,060
+29,856
179
$2.39M ﹤0.01%
+23,251
180
$2.38M ﹤0.01%
57,706
+22,514
181
$2.37M ﹤0.01%
104,962
+25,149
182
$2.37M ﹤0.01%
+60,157
183
$2.36M ﹤0.01%
+44,483
184
$2.35M ﹤0.01%
+20,682
185
$2.35M ﹤0.01%
4,860
+251
186
$2.34M ﹤0.01%
+25,565
187
$2.34M ﹤0.01%
64,664
+22,132
188
$2.33M ﹤0.01%
21,334
-453,818
189
$2.32M ﹤0.01%
4,146
+1,649
190
$2.32M ﹤0.01%
15,072
-6,512
191
$2.32M ﹤0.01%
13,202
-14,821
192
$2.26M ﹤0.01%
+16,707
193
$2.26M ﹤0.01%
60,525
+48,056
194
$2.25M ﹤0.01%
11,894
-3,012
195
$2.25M ﹤0.01%
+53,495
196
$2.24M ﹤0.01%
217,642
+163,140
197
$2.22M ﹤0.01%
16,225
-6,446
198
$2.21M ﹤0.01%
21,372
-14,507
199
$2.2M ﹤0.01%
58,085
-127,462
200
$2.19M ﹤0.01%
16,593
+808