Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
+$480M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,620
New
Increased
Reduced
Closed

Top Buys

1 +$80M
2 +$45.3M
3 +$38.8M
4
AMZN icon
Amazon
AMZN
+$38.6M
5
TSLA icon
Tesla
TSLA
+$36M

Top Sells

1 +$46.4M
2 +$29.8M
3 +$18.2M
4
BIIB icon
Biogen
BIIB
+$15.8M
5
NVDA icon
NVIDIA
NVDA
+$14.3M

Sector Composition

1 Technology 22.73%
2 Consumer Discretionary 17.54%
3 Communication Services 10.03%
4 Healthcare 9.29%
5 Industrials 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.7M ﹤0.01%
92,535
+5,490
177
$1.69M ﹤0.01%
13,634
+10,975
178
$1.69M ﹤0.01%
15,811
+10,487
179
$1.68M ﹤0.01%
73,828
+24,066
180
$1.61M ﹤0.01%
30,721
+23,425
181
$1.61M ﹤0.01%
25,339
-6,730
182
$1.59M ﹤0.01%
+2,783
183
$1.59M ﹤0.01%
33,013
+23,755
184
$1.59M ﹤0.01%
+3,174
185
$1.58M ﹤0.01%
25,948
+16,492
186
$1.58M ﹤0.01%
+17,220
187
$1.57M ﹤0.01%
147,643
-48,440
188
$1.57M ﹤0.01%
9,817
-8,421
189
$1.54M ﹤0.01%
101,387
+96,182
190
$1.53M ﹤0.01%
+57,042
191
$1.51M ﹤0.01%
+6,667
192
$1.5M ﹤0.01%
+24,972
193
$1.49M ﹤0.01%
+31,391
194
$1.47M ﹤0.01%
+9,718
195
$1.46M ﹤0.01%
+24,507
196
$1.45M ﹤0.01%
74,637
+54,699
197
$1.44M ﹤0.01%
+21,139
198
$1.42M ﹤0.01%
+4,937
199
$1.4M ﹤0.01%
10,866
+6,651
200
$1.4M ﹤0.01%
+23,470